KA Associates, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
32029
Registered since
April 20, 1993

Firm profile

FINTRX

Overview

KA Associates, LLC is a limited liability company that has been SEC-registered since 1993. Public records in FINTRX provide minimal detail about the firm's business model: its classification is listed as "Unclassified," and ownership is recorded as a mix of a domestic entity and an individual. The profile indicates the firm is not a capital allocator, is not an active ESG investor, does not operate as a multi-state adviser according to the snapshot, and is not identified as a pension consultant or related adviser. FINTRX does not disclose the firm's advisory activities, client types, fee schedule, or investment strategy. The available data suggests limited public reporting about the services KA Associates offers or the markets and asset classes it targets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Paul Stapleton

    Paul Stapleton

    CFOCRD 4848451

  • Michael O'neil

    Michael O'neil

    Chief Compliance OfficerCRD 6043576

Contacts

3 of 5
  • Susan Miranda

    Susan Miranda

    Director of TreasuryCRD 2579656

  • Avner Ben-ner

    RepresentativeCRD 2621862

  • Michael Nazzaretto

    Michael Nazzaretto

    Vice PresidentCRD 4192701

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2121 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

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