KA Associates, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
32029
Registered since
April 20, 1993

Firm profile

FINTRX

Overview

KA Associates, LLC is organized as a limited liability company with ownership recorded as a domestic entity and an individual. Publicly available summary data classifies the firm as "unclassified" and provides very limited detail about its business model. The profile on file indicates the firm does not identify itself as a capital allocator or an active ESG investor. Information about its advisory services, fee schedule, target client segments, and broader activities is not disclosed in the source dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Paul Stapleton

    Paul Stapleton

    CFOCRD 4848451

  • Michael O'neil

    Michael O'neil

    Chief Compliance OfficerCRD 6043576

Contacts

3 of 5
  • Susan Miranda

    Susan Miranda

    Director of TreasuryCRD 2579656

  • Avner Ben-ner

    RepresentativeCRD 2621862

  • Michael Nazzaretto

    Michael Nazzaretto

    Vice PresidentCRD 4192701

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2121 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth