Joseph Capital, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
San Juan, PR
CRD number
120414
Registered since
July 17, 2002

Firm profile

FINTRX

Overview

Joseph Capital, LLC is a limited liability company that registered with the SEC in 2002. FINTRX classifies the firm as unclassified and lists its owner type as a combination of domestic entity and individual. The record indicates the firm is not a capital allocator and is not active on ESG mandates. It is not reported as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has provided little public detail about its business model: entries for client base, fee structure, business activities, and advisory activities are blank in the source record. That lack of disclosure limits what can be said about its investment approach, client segments, or service offering from the available data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • John Miller

    FinOpCRD 2139980

  • Manju Basavaraju

    Head of Institutional SalesCRD 2535578

  • Michael Ross

    Michael Ross

    PresidentCRD 3133134

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Juan, PR

Location

San Juan, PR

Headquartered in San Juan, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
15 Calle Taft
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth