Joseph Capital, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
San Juan, PR
CRD number
120414
Registered since
July 17, 2002

Firm profile

FINTRX

Overview

Joseph Capital, LLC is a limited liability company that has been SEC-registered since 2002. The firm is organized as a domestic entity with individual ownership and is classified in the source data as "Unclassified." The snapshot indicates Joseph Capital does not identify itself as a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, and does not present itself as a pension consultant or related adviser. The firm did not provide granular detail about its client segments, fee schedules, core advisory activities or business lines in the available record. That limits what can be inferred about its client focus or service model from public reporting alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • John Miller

    FinOpCRD 2139980

  • Manju Basavaraju

    Head of Institutional SalesCRD 2535578

  • Michael Ross

    Michael Ross

    PresidentCRD 3133134

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Juan, PR

San Juan-Bayam_n, PR

Location

San Juan, PR

Headquartered in San Juan, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
15 Calle Taft
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth