Gamma Securities, LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
San Juan, PR
CRD number
298341
Registered since
January 28, 2022

Firm profile

FINTRX

Overview

Gamma Securities, LLC is organized as a limited liability company and is listed as an SEC-registered adviser with registration noted in 2022. Ownership is reported as a combination of a domestic entity and an individual. The firm's regulatory snapshot classifies it as unclassified and indicates it does not operate as a capital allocator. The profile also notes Gamma Securities is not identified as an active ESG investor and is not recorded as a multi-state adviser; the snapshot marks it as not a newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Rafael Capa Martinez

    Rafael Capa Martinez

    Chief Risk OfficerCRD 6578009

  • David Galarza-sosa

    David Galarza-sosa

    Chief Compliance OfficerCRD 5221334

  • Manuel Troncoso Acebal

    Manuel Troncoso Acebal

    Chief Executive OfficerCRD 6230010

Contacts

3 of 12
  • Amanda Negron

    Amanda Negron

    Assistant Vice PresidentCRD 5114294

  • Rodrigo Sanchez Ramos

    Rodrigo Sanchez Ramos

    AnalystCRD 7866172

  • Manuel Mesa

    Manuel Mesa

    TradingCRD 7010152

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Juan, PR

Location

San Juan, PR

Headquartered in San Juan, PR, anchoring the San Juan-Bayam_n, PR metro.

Metro area
San Juan-Bayam_n, PR
Address
500 De Lane Tanca Bldg
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth