Jones Kertz & Associates, Inc.
Firm details
- Headquarters
- Blaine, Minnesota
- CRD number
- 104976
- Registered since
- March 19, 2018
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI95.09%
- Individuals2.61%
- Pension & Profit Sharing Plans2.12%
- Corporations / Businesses0.18%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Jones Kertz & Associates, Inc. is an independent registered investment adviser focused on portfolio management for individuals and small businesses. The firm is owner-operated and charges clients based on a percentage of assets under management. It registered with the SEC in 2018 and does not present itself as a pension consultant, capital allocator, or multi-state adviser. The firm is not identified as an active ESG investor. Service emphasis is on private client relationships rather than institutional work. Advisory activity is concentrated on discretionary portfolio management for individual and family clients, and the business model centers on direct investment management rather than operating third-party fund platforms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Public Funds/Mutual Funds15%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1Brian Kertz
CEO and CCOCRD 2464023
Contacts
3 of 3Linda Wilke
Investment Advisor RepresentativeCRD 2151254
Michael Mccool
Financial AdvisorCRD 2316059
Margaret Jones
Area Vice PresidentCRD 1433814
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 13Active vs passive
$12.9M in ETFs
78%
$10.1M
22%
$2.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $4.4M | 5,863 | 33.82% |
Location
Blaine, MN
Anoka
Location
Blaine, MN
Headquartered in Blaine, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Anoka
- Address
- 9298 Central Ave Ne
- Time zone
- CT (UTC-6)
- Office locations
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