EXCELSIOR INVESTORS

RIASEC RegisteredEst. 2000
Total AUM
$242M
Discretionary
$242M
100% of AUM
Avg account
$742K
Accounts
326
Employees
2
Advisory reps
1

Firm details

Headquarters
EXCELSIOR, Minnesota
CRD number
108048
Registered since
May 31, 2000
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI91.33%
  • Individuals7.5%
  • Charitable Organizations1.17%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Excelsior Investors is an independent registered investment adviser organized as an LLC and in operation since 2000. The firm focuses on individual and family clients and provides financial planning plus portfolio management for individuals and small businesses. Its fee model mixes AUM-based fees with fixed fees. Excelsior does not position itself as an active ESG investor, nor as a pension consultant or capital allocator; ownership is held by an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Exchange Traded Equities 35%, US Government Bonds 3%, Cash & Cash Equivalents 3%59%
  • Public Funds/Mutual Funds59%
  • Exchange Traded Equities35%
  • US Government Bonds3%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • JASON GOOD

    OwnerCRD 4978923

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 33

Active vs passive

$115M in ETFs

Passive

81%

$92.9M

Active

14%

$21.8M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$24.2M40,56721.14%

Location

Primary office

EXCELSIOR, MN

HENNEPIN

Location

EXCELSIOR, MN

Headquartered in EXCELSIOR, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
34 Water St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth