Excelsior Investors

RIASEC RegisteredEst. 2000
Total AUM
$242M
Discretionary
$242M
100% of AUM
Avg account
$742K
Accounts
326
Employees
2
Advisory reps
1

Firm details

Headquarters
Excelsior, Minnesota
CRD number
108048
Registered since
May 31, 2000
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI91.33%
  • Individuals7.5%
  • Charitable Organizations1.17%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Excelsior Investors is an independent registered investment adviser organized as a limited liability company and first registered with the SEC in 2000. The firm is owned by an individual and focuses on serving individual and family clients, along with small-business portfolios. Its advisory services center on financial planning and discretionary portfolio management; fees are charged as a percentage of assets under management and, in some cases, fixed fees. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a pension consultant or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Exchange Traded Equities 35%, US Government Bonds 3%, Cash & Cash Equivalents 3%59%
  • Public Funds/Mutual Funds59%
  • Exchange Traded Equities35%
  • US Government Bonds3%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • Jason Good

    Jason Good

    OwnerCRD 4978923

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 31

Active vs passive

$128M in ETFs

Passive

81%

$103M

Active

14%

$24.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$27.7M40,37821.73%

Location

Primary office

Excelsior, MN

Hennepin

Location

Excelsior, MN

Headquartered in Excelsior, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
34 Water St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth