JCM Capital Management

RIASEC Registered
Total AUM
$35M
Discretionary
$35M
100% of AUM
Avg account
$1.6M
Accounts
22
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
116076
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

JCM Capital Management is a small, sole-proprietorship RIA that manages concentrated equity portfolios for individual and family clients and a limited number of businesses or institutional accounts. The firm’s filings show a clear preference for listed equities as the primary allocation vehicle. Advisory work centers on discretionary portfolio management charged as a percentage of AUM, with the adviser operating as an individualized manager rather than a large multi-state platform. The firm is not classified as an active ESG investor. Investment activity appears focused and streamlined: the manager favors exchange‑traded equities and uses separately managed account (SMA) structures to implement portfolios. That approach suggests a stock‑focused, long‑only orientation with account-level customization for high‑net‑worth clients rather than broad multi-asset model delivery.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • John Jacob

    Portfolio ManagerCRD 2306698

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth