J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD

Overview

J. Safra Sarasin Asset Management (North America) Ltd operates as the North American advisory arm of a foreign-owned banking group, managing concentrated portfolios for individuals, families and institutions. The firm’s stated activity is portfolio management for individuals and small businesses, with a fee structure that includes percentage-of-AUM billing. Filings show it is tied into a broader financial network—affiliations include broker-dealer and banking relationships and roles as sponsor or general partner of pooled vehicles—so the adviser can both run discretionary mandates and participate in sponsored investment vehicles. Investment positioning is equity-focused: exchange-traded equities are the dominant allocation, reflecting a tilt toward liquid listed instruments for core exposure. Fixed income and corporate debt are also used where appropriate. The adviser is not flagged as an active ESG investor in its filings and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices