IP Financial Advisory Services LLC

RIASEC RegisteredEst. 2019

Total AUM

$481M

Discretionary

$259M

54% of AUM

Avg account

$179K

Accounts

2,686

Employees

112

Advisory reps

137

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 305772
Registered since: October 17, 2019
Website: ipfinancialservicesllc.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals100%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

IP Financial Advisory Services LLC is an independent registered investment adviser organized as an LLC that began SEC registration in 2019. The firm serves individual and family clients and operates as a capital allocator, meaning it places client capital with third‑party managers in addition to managing portfolios directly. It also functions as an insurance broker and offers a mixture of financial planning and portfolio management services for individuals, small businesses and institutional clients. Service lines listed include financial planning, discretionary and non‑discretionary portfolio management, pension consulting and the selection of other advisers. The firm's fee model is multi‑channel: percentage‑of‑AUM fees are used alongside hourly and fixed fees and other charge structures. IP Financial is not identified as an active ESG investor.