Cornerstone Wealth Planning

RIASEC Registered
Total AUM
$486M
Discretionary
$482M
99% of AUM
Avg account
$382K
Accounts
1,273
Employees
13
Advisory reps
12

Firm details

Headquarters
Charlotte, North Carolina
CRD number
166886
Registered since
July 31, 2020
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI70.65%
  • Individuals27.95%
  • Pension & Profit Sharing Plans0.89%
  • Charitable Organizations0.52%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Cornerstone Wealth Planning is an independent registered investment adviser organized as an LLC. The firm is registered with the SEC (registered in 2020) and is owned by an individual principal. Its core client focus is individuals and families; service lines emphasize comprehensive financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers, and educational seminars/workshops. The firm also lists “accountant” among its business activities and operates as a capital allocator, deploying client capital to external managers where appropriate. Fees are charged via a mix of AUM percentage, hourly fees, and fixed fees. The firm does not identify as an active ESG investor and is not designated as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Public Funds/Mutual Funds 41%, US Government Bonds 5%, Cash & Cash Equivalents 2%, State & Local Bonds 1%51%
  • Exchange Traded Equities51%
  • Public Funds/Mutual Funds41%
  • US Government Bonds5%
  • Cash & Cash Equivalents2%
  • State & Local Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 51

Active vs passive

$235M in ETFs

Passive

99%

$232M

Active

1%

$3.1M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP ETF (SCHX)SchwabPassiveLarge Blend$20.3M685,2848.63%

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
7810 Ballantyne Commons Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth