INSCRIPTION CAPITAL, LLC

RIASEC RegisteredEst. 2018
Total AUM
$2B
Discretionary
$1.9B
95% of AUM
Avg account
$1.4M
Accounts
1,504
Employees
20
Advisory reps
15

Firm details

Headquarters
HOUSTON, Texas
CRD number
291780
Registered since
March 1, 2018
Website
inscriptioncapital.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., GOLDMAN SACHS CUSTODY SOLUTIONS
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI77.83%
  • Individuals13.35%
  • Corporations / Businesses8.82%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Inscription Capital, LLC is an SEC-registered independent registered investment adviser organized as an LLC and established in 2018. The firm acts as a capital allocator for both individual/family and institutional clients, offering financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of third-party advisers. Its billing mixes asset-based fees with hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor and is structured to work with external managers and sponsored limited partnerships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 36%, Private Funds 23%, Public Funds/Mutual Funds 22%, Cash & Cash Equivalents 12%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Other 1%36%
  • Exchange Traded Equities36%
  • Private Funds23%
  • Public Funds/Mutual Funds22%
  • Cash & Cash Equivalents12%
  • US Government Bonds2%

Owners & executives

2 of 2

  • Sheryl Kotzen

    Chief Compliance OfficerCRD 7877852

  • DAVID EUSTIS JR.

    Founder & CEOCRD 2808150

Contacts

3 of 13

  • Allison Brand

    Financial PlannerCRD 7534525

  • ROBERT CLEMENTS

    Managing DirectorCRD 2534711

  • JUAN CARLOS HERRERA

    Managing DirectorCRD 5148708

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 134

Active vs passive

$376M in ETFs

Passive

86%

$323M

Active

12%

$53.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL WORLD STOCK INDEX FUND (VT)VanguardPassiveGlobal Large Stock Blend$64.3M465,20217.11%
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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
2925 Richmond Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth