Adell Harriman & Carpenter
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 107488
- Registered since
- November 29, 1995
- Website
- ahcinvest.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI86.18%
- Corporations / Businesses7.49%
- Individuals3.78%
- Pension & Profit Sharing Plans1.91%
- Charitable Organizations0.63%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Adell Harriman & Carpenter is an independent registered investment adviser that has been SEC-registered since 1995. The firm operates as a corporation owned by individuals and serves both individual/family and institutional clients. Its advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. Fees are charged as a percentage of assets under management. The firm does not position itself as an ESG investor, is not a multi-state adviser, and does not act as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Public Funds/Mutual Funds8%
- Investment Grade Corp Bonds4%
- US Government Bonds2%
- State & Local Bonds2%
Contacts
3 of 7
Marcus Berry
PrincipalCRD 6873732
James Darby
Portfolio ManagerCRD 6426424
Leia Carpenter
PrincipalCRD 1551527
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 30Active vs passive
$52.1M in ETFs
62%
$32M
39%
$20.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ULTRA SHORT BOND ETF (GSST) | Goldman Sachs | Active | Ultrashort Bond | $6.5M | 128,768 | 12.50% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 2700 Post Oak Blvd
- Time zone
- CT (UTC-6)
- Office locations
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