Independent Wealth Advisors, LLC

RIASEC Registered
Total AUM
$195M
Discretionary
$195M
100% of AUM
Avg account
$452K
Accounts
432
Employees
4
Advisory reps
4

Firm details

Headquarters
Cary, North Carolina
CRD number
328786
Registered since
January 19, 2024
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI79.32%
  • Individuals20.24%
  • Pension & Profit Sharing Plans0.43%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Independent Wealth Advisors, LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2024. The firm provides financial planning and portfolio management services, focused on individual and family clients as well as select institutional relationships. Its compensation model combines a percentage-of-assets fee with fixed-fee engagements. The firm is not structured as a capital allocator and does not identify as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, Exchange Traded Equities 13%, Cash & Cash Equivalents 8%, US Government Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%76%
  • Public Funds/Mutual Funds76%
  • Exchange Traded Equities13%
  • Cash & Cash Equivalents8%
  • US Government Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 81

Active vs passive

$123M in ETFs

Passive

66%

$81.6M

Active

23%

$41.7M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$10.2M26,7828.27%

Location

Primary office

Cary, NC

Wake

Location

Cary, NC

Headquartered in Cary, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
167 E Chatham St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth