Hicks & Associates Wealth Management, LLC
Firm details
- Headquarters
- Cary, North Carolina
- CRD number
- 323171
- Registered since
- October 28, 2022
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI63.52%
- Individuals36.48%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Hicks & Associates Wealth Management, LLC is an independent, individual‑owned registered investment adviser that began SEC registration in 2022. The firm serves primarily individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its fee approach is flexible and includes asset‑based fees, hourly billing, and fixed fees. The firm does not identify as an active ESG investor and is not structured as a multi‑state adviser or a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds72%
- Cash & Cash Equivalents20%
- Exchange Traded Equities8%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Cary, NC
Wake
Location
Cary, NC
Headquartered in Cary, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 1145 Executive Cir
- Time zone
- ET (UTC-5)
- Office locations
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