IMC Financial Markets

Broker-DealerFINRA MemberEst. 2000
Total AUM
—
Advisory reps
561
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
104143
Registered since
July 5, 2000

Firm profile

FINTRX

Overview

IMC Financial Markets is set up as a limited liability company and has been SEC-registered since 2000. Public records classify the firm as unclassified and indicate ownership by both a domestic entity and an individual. The snapshot flags the firm as not serving as a capital allocator and not participating as an active ESG investor. The firm also is not identified as a multi-state adviser, a pension consultant, or a related adviser in the available profile. The firm has provided minimal detail about its advisory programs, client segments, or specific business activities in the source data, so there is little public information on its investment mandates, service model, or fee structure.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 10
  • James Litwin

    Chief Compliance OfficerCRD 4131223

  • Robert Defares

    CEOCRD 5014993

  • Craig Saltzman

    Craig Saltzman

    Chief Financial OfficerCRD 5529468

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Contacts

3 of 551
  • Shawn Cruz

    Shawn Cruz

    DirectorCRD 5748935

  • David Eberhart

    David Eberhart

    AnalystCRD 1699459

  • Marc Weintraub

    TraderCRD 2252548

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
233 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth