Ica, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Nashville, Tennessee
CRD number
145235
Registered since
January 8, 2008

Firm profile

FINTRX

Overview

Ica, LLC is a limited liability company that has been registered with the SEC since 2008. The firm's ownership is described as a combination of a domestic entity and an individual. Public regulatory details classify the adviser as unclassified and indicate several negative flags: it is not a multi-state adviser, not newly formed, not a pension consultant, and not identified as a related adviser. The firm does not list itself as an active ESG investor. Available public records and the firm’s regulatory snapshot contain very limited descriptive material about business lines, client segments, or advisory activities, so there is little publicly disclosed about its target clients or how it positions its services.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Margaret Barnhart

    Margaret Barnhart

    Senior Vice President & Chief Compliance OfficerCRD 1956190

  • William Mcgugin

    William Mcgugin

    President, CEOCRD 5322620

Contacts

3 of 3
  • Ashley Holloway

    Ashley Holloway

    Senior Vice President, OperationsCRD 5882303

  • Matthew Jacques

    Matthew Jacques

    Managing DirectorCRD 5929189

  • Catherine Colbert

    Catherine Colbert

    OperationsCRD 8095279

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Nashville, TN

Davidson

Location

Nashville, TN

Headquartered in Nashville, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area
Nashville-Davidson--Murfreesboro, TN
Region
South
County
Davidson
Address
102 Woodmont Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth