Rice Financial Products Company

Broker-DealerFINRA MemberEst. 1988
Total AUM
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Nashville, Tennessee
CRD number
21606
Registered since
January 13, 1988

Firm profile

FINTRX

Overview

Rice Financial Products Company is organized as a limited liability company and has been SEC-registered since 1988. Publicly available metadata classifies the firm as "unclassified" and identifies its ownership as a combination of a domestic entity and an individual. The dataset shows no entries for the firm's disclosed business activities or advisory activities. Several regulatory attributes point to a limited advisory profile: the firm is not listed as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not recorded as a pension consultant or related adviser. Taken together with the absence of descriptive business activity data, the record suggests Rice Financial Products Company does not operate as a conventional retail or institutional investment manager within this dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • William Fisher

    William Fisher

    Chief Executive OfficerCRD 2289612

  • James Rice

    James Rice

    Chairman and Chief Executive OfficerCRD 1414533

  • Lisa-sheri Torrence

    Lisa-sheri Torrence

    Chief Administrative OfficerCRD 5995214

Contacts

3 of 13
  • Abe Emile

    Vice PresidentCRD 7355742

  • Timothy Barbera

    Timothy Barbera

    Managing DirectorCRD 2776499

  • Jacqueline Lindo

    Assistant RepresentativeCRD 1480265

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Nashville, TN

Davidson

Location

Nashville, TN

Headquartered in Nashville, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area
Nashville-Davidson--Murfreesboro, TN
Region
South
County
Davidson
Address
4235 Hillsboro Pike
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth