Rice Financial Products Company

Broker-DealerFINRA MemberEst. 1988
Total AUM
—
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Nashville, Tennessee
CRD number
21606
Registered since
January 13, 1988

Firm profile

FINTRX

Overview

Rice Financial Products Company is organized as a limited liability company and has been SEC-registered since 1988. Ownership is listed as a mix of a domestic entity and an individual. The firm's classification in the available snapshot is "unclassified," which, together with several negative flags in the profile, suggests it does not operate in the typical asset-gathering adviser role. The snapshot indicates the firm is not a capital allocator and is not an active ESG investor. It is also not identified as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The dataset supplied does not include descriptions of fee schedules, advisory or business activities, or a defined client base, so those operational details are not available for review.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • James Rice

    James Rice

    Chairman and Chief Executive OfficerCRD 1414533

  • William Fisher

    William Fisher

    Chief Executive OfficerCRD 2289612

  • Lisa-sheri Torrence

    Lisa-sheri Torrence

    Chief Administrative OfficerCRD 5995214

Contacts

3 of 12
  • Thomas Hack

    Thomas Hack

    Director of ComplianceCRD 870520

  • Curtis Harris

    Curtis Harris

    Managing DirectorCRD 1444370

  • Jacqueline Lindo

    Assistant RepresentativeCRD 1480265

Unlock 9 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Nashville, TN

Davidson

Location

Nashville, TN

Headquartered in Nashville, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area
Nashville-Davidson--Murfreesboro, TN
Region
South
County
Davidson
Address
4235 Hillsboro Pike
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth