Rice Financial Products Company

Broker-DealerFINRA MemberEst. 1988
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Nashville, Tennessee
CRD number
21606
Registered since
January 13, 1988

Firm profile

FINTRX

Overview

Rice Financial Products Company is structured as a limited liability company and appears in FINTRX as an SEC-registered entity since 1988. The registry lists its owner type as a combination of a domestic entity and an individual, and classifies the firm as "Unclassified." FINTRX flags the firm as not acting as a capital allocator, not identifying as an active ESG investor, and not operating as a multi-state adviser or pension consultant. The firm has not provided narrative detail on its business activities, advisory services, or manager allocations in the FINTRX entry. That absence of disclosed advisory or investment-process information suggests the public record here is limited to entity-level registration attributes rather than a full RIA-style disclosure of client-facing services.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • James Rice

    James Rice

    Chairman and Chief Executive OfficerCRD 1414533

  • William Fisher

    William Fisher

    Chief Executive OfficerCRD 2289612

  • Lisa-sheri Torrence

    Lisa-sheri Torrence

    Chief Administrative OfficerCRD 5995214

Contacts

3 of 12
  • Thomas Hack

    Thomas Hack

    Director of ComplianceCRD 870520

  • Curtis Harris

    Curtis Harris

    Managing DirectorCRD 1444370

  • Jacqueline Lindo

    Assistant RepresentativeCRD 1480265

Unlock 9 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Nashville, TN

Davidson

Location

Nashville, TN

Headquartered in Nashville, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area
Nashville-Davidson--Murfreesboro, TN
Region
South
County
Davidson
Address
4235 Hillsboro Pike
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth