Rice Financial Products Company

Broker-DealerFINRA MemberEst. 1988
Total AUM
Advisory reps
17
Avg account
$0

Firm details

Headquarters
Nashville, Tennessee
CRD number
21606
Registered since
January 13, 1988

Firm profile

FINTRX

Overview

Rice Financial Products Company, LLC is an SEC-registered entity first registered in 1988. Public filings categorize the firm as "Unclassified" and identify its ownership as a mix of a domestic entity and an individual. The disclosure on business activities and advisory services is minimal: the firm is not flagged as a capital allocator, it is not an active ESG investor, it is not a multi-state adviser, and it is not designated as a pension consultant or related adviser. Regulatory data do not provide a detailed description of the advisory model, fee schedule, or client segments, so there is limited visibility into how the firm positions itself in the wealth-management landscape or what client types it targets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • William Fisher

    William Fisher

    Chief Executive OfficerCRD 2289612

  • James Rice

    James Rice

    Chairman and Chief Executive OfficerCRD 1414533

  • Lisa-sheri Torrence

    Lisa-sheri Torrence

    Chief Administrative OfficerCRD 5995214

Contacts

3 of 14
  • Abe Emile

    Vice PresidentCRD 7355742

  • Timothy Barbera

    Timothy Barbera

    Managing DirectorCRD 2776499

  • Jacqueline Lindo

    Assistant RepresentativeCRD 1480265

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Nashville, TN

Davidson

Location

Nashville, TN

Headquartered in Nashville, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area
Nashville-Davidson--Murfreesboro, TN
Region
South
County
Davidson
Address
4235 Hillsboro Pike
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth