Hsbc Global Asset Management (Hong Kong) Limited

RIASEC Registered
Total AUM
$149B
Discretionary
$149B
100% of AUM
Avg account
$507M
Accounts
295
Employees
309
Advisory reps
5

Firm details

Headquarters
Hong Kong,
CRD number
105193
Registered since
July 2, 1987
Custodians
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Insurance Companies48.66%
  • Pooled Investment Vehicles47.53%
  • State / Municipal Government1.77%
  • Pension & Profit Sharing Plans1%
  • Other Investment Advisers0.58%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Hsbc Global Asset Management (Hong Kong) Limited is the Hong Kong arm of the HSBC asset management franchise, operating as a corporation-focused, institutional registered investment adviser. The firm positions itself as a capital allocator for institutional clients and provides portfolio management across individual accounts, pooled investment vehicles and institutional mandates. It also offers selection-of-other-advisers services and acts in sponsor and general-partner roles for pooled vehicles. The firm reports using a mix of fee arrangements — percentage-of-AUM, fixed fees and performance-based fees — and identifies as an active ESG investor. Regulatory and business descriptors indicate a broad set of market roles beyond pure advisory work: the firm is associated with banking and insurance entities, is listed as a registered security‑based swap dealer, and has ties to commodity pool/CTA sponsorship activity.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 47%, Exchange Traded Equities 21%, Non-Investment Grade Corp Bonds 18%, Other 6%, Sovereign Bonds 4%, US Government Bonds 2%, Cash & Cash Equivalents 2%47%
  • Investment Grade Corp Bonds47%
  • Exchange Traded Equities21%
  • Non-Investment Grade Corp Bonds18%
  • Other6%
  • Sovereign Bonds4%

Owners & executives

2 of 2
  • Pan Lang Yeung

    Chief Compliance OfficerCRD 7493927

  • Kok Wing To

    Chief Risk OfficerCRD 7706937

Contacts

3 of 3
  • Wai Fun Ho

    DirectorCRD 7469623

  • Wai Nga Sylvia Chen

    DirectorCRD 8198438

  • Yee Ting Jasmine Hung

    Relationship ManagerCRD 8283051

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
Hsbc Main Building
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth