SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC

RIASEC RegisteredEst. 1980

Total AUM

$150B

Discretionary

$149B

99% of AUM

Avg account

$353M

Accounts

426

Employees

254

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 105820
Registered since: December 31, 1980
Website: www.schroders.com
Custodians: STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies63.43%
Pooled Investment Vehicles9.73%
State / Municipal Government9.71%
Pension & Profit Sharing Plans7.45%
Insurance Companies4.66%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Schroder Investment Management North America Inc. is a U.S.-based corporate adviser that runs a large, multi-client investment platform serving both individual/family and institutional clients. The firm leans toward public equities as a core exposure while operating active strategies that incorporate ESG considerations. Its business mix includes portfolio management across separate accounts and pooled vehicles, and it acts in commodity pool operator/commodity trading adviser roles as part of broader asset management and sponsor responsibilities. Investment implementation favors exchange-traded instruments for liquid equity exposures, backed by a suite of private funds and sponsored pooled vehicles to provide access to less liquid strategies. Fee arrangements combine assets-under-management charges with performance-based fees on certain strategies, reflecting a blend of traditional discretionary mandates and incentive-driven structures for absolute-return or alternative sleeves.