HPE Capital Management II, LLC

RIASEC RegisteredEst. 2019
Total AUM
$840M
Discretionary
$840M
100% of AUM
Avg account
$168M
Accounts
5
Employees
6
Advisory reps
3

Firm details

Headquarters
Cincinnati, Ohio
CRD number
283607
Registered since
July 29, 2019
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

HPE Capital Management II, LLC is an SEC‑registered LLC that operates as a manager of private pooled investment vehicles with a focus on private equity and venture capital strategies. Founded as a registered adviser in 2019 and organized as an individually owned firm, it serves institutional clients and provides portfolio management for pooled funds. The firm charges both asset‑based management fees and performance‑linked fees and is not identified as an active ESG investor or a multi‑state adviser. Filings indicate the firm also acts in sponsor/GP and managing‑member roles for pooled vehicles and maintains relationships with other advisers, insurance entities and pension consulting networks.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Philip Riola

    Philip Riola

    Chief Compliance OfficerCRD 7241920

Contacts

2 of 2
  • Mark Hauser

    Mark Hauser

    Managing PartnerCRD 1108603

  • Paul Swanson

    Paul Swanson

    Managing PartnerCRD 6327560

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Hamilton
Address
5905 E Galbraith Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth