CANOPY PARTNERS

RIASEC RegisteredEst. 2023
Total AUM
$869M
Discretionary
$836M
96% of AUM
Avg account
$2.1M
Accounts
412
Employees
7
Advisory reps
6

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
324812
Registered since
February 21, 2023
Website
www.canopy-partners.com
Custodians
SCHWAB ADVISOR SERVICES
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Canopy Partners is an independent registered investment adviser organized as an LLC and SEC-registered in 2023. The firm is owner-operated and describes itself as a capital allocator serving individual and family clients. It charges both a percentage of assets under management and fixed fees and offers financial planning, portfolio management for individuals and small businesses, and manager selection services. Canopy Partners notes an affiliation with an insurance company and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 45%, Private Funds 24%, State & Local Bonds 14%, Public Funds/Mutual Funds 13%, US Government Bonds 2%, Cash & Cash Equivalents 1%, Other 1%45%
  • Exchange Traded Equities45%
  • Private Funds24%
  • State & Local Bonds14%
  • Public Funds/Mutual Funds13%
  • US Government Bonds2%

Owners & executives

2 of 2

  • JUSTINE KIDWELL

    Chief Compliance OfficerCRD 4290636

  • Patrick Hayes

    Chief Compliance OfficerCRD 6571587

Contacts

3 of 4

  • Scott Mahon

    PartnerCRD 7848328

  • CHRISTOPHER BAUCOM

    Partner, Senior Investment ConsultantCRD 2646678

  • CHARLES STUTENROTH

    Managing PartnerCRD 1905555

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 40

Active vs passive

$97.6M in ETFs

Passive

78%

$75.8M

Active

22%

$21.8M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$12.4M38,49612.66%
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Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
3825 Edwards Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth