HORIZON INVESTMENT SERVICES, LLC.

RIASEC RegisteredEst. 2004
Total AUM
$364M
Discretionary
$364M
100% of AUM
Avg account
$641K
Accounts
568
Employees
14
Advisory reps
10

Firm details

Headquarters
HAMMOND, Indiana
CRD number
110642
Registered since
April 8, 2004
Custodians
CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI56.74%
  • Individuals34.37%
  • Corporations / Businesses7.85%
  • Other Investment Advisers1.03%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Horizon Investment Services, LLC is an SEC-registered investment adviser formed in 2004 and organized as an LLC. The firm serves both individual and family clients as well as institutional and business clients, providing portfolio management for individuals/small businesses and for businesses or institutions. Its fees are charged as a percentage of assets under management and via fixed fees. Horizon is not identified as an active ESG investor, is not a pension consultant, and does not operate as a capital allocator or related adviser in the FINTRX data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Public Funds/Mutual Funds 25%, Cash & Cash Equivalents 12%63%
  • Exchange Traded Equities63%
  • Public Funds/Mutual Funds25%
  • Cash & Cash Equivalents12%

Owners & executives

3 of 3
  • CHARLES CARLSON

    CEO and Portfolio ManagerCRD 4380765

  • THOMAS HATHOOT

    Chief Finance OfficerCRD 4380768

  • RICHARD MORONEY

    CIO & Portfolio ManagerCRD 4380773

Contacts

3 of 7
  • David Walle

    Research AnalystCRD 6928040

  • Robert Sweet

    Research AnalystCRD 7356832

  • CHERYL MACKENZIE EVANS

    SecretaryCRD 1903933

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 40

Active vs passive

$85.3M in ETFs

Passive

92%

$78.6M

Active

7%

$6.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND (VCSH)VanguardPassiveShort Term Bond$15.8M199,27918.52%

Location

Primary office

HAMMOND, IN

LAKE

Location

HAMMOND, IN

Headquartered in HAMMOND, IN, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
7412 Calumet Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth