Hoertkorn Richard Charles
Firm details
- Headquarters
- Kentfield, California
- CRD number
- 104649
- Registered since
- February 3, 1972
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI72.04%
- Corporations / Businesses18.14%
- Pension & Profit Sharing Plans5.52%
- Individuals3.42%
- Charitable Organizations0.88%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Hoertkorn Richard Charles is an independent, sole-proprietor registered investment adviser that has been SEC-registered since 1972. The firm serves individual and family clients and offers portfolio management for both individuals/small businesses and for business or institutional clients. The adviser also conducts activity as a real estate broker, and charges clients via a percentage-of-AUM fee schedule alongside the option for hourly billing. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Cash & Cash Equivalents6%
Contacts
1 of 1Richard Hoertkorn
Sole ProprietorCRD 4342667
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 6Active vs passive
$339K in ETFs
100%
$339K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD S&P 500 GROWTH INDEX FUND (VOOG) | Vanguard | Passive | Large Growth | $196K | 2,376 | 57.85% |
Location
Kentfield, CA
Marin
Location
Kentfield, CA
Headquartered in Kentfield, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Marin
- Address
- 1112 Sir Francis Drake Blvd
- Time zone
- PT (UTC-8)
- Office locations
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