Hobart Wealth
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 168494
- Registered since
- February 29, 2016
- Website
- hobartwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals56.52%
- HNWI43.46%
- Charitable Organizations0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Hobart Wealth is an independent limited liability company that acts as a capital allocator to both individual/family and institutional clients. The firm is registered with the SEC (registration year 2016) and combines fee models that include a percentage of assets under management alongside hourly and fixed fees. Ownership is a mix of a domestic entity and an individual. Core advisory services emphasize financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers, and client education through published materials and seminars/workshops. Hobart Wealth does not position itself as an active ESG investor. The firm also lists an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Exchange Traded Equities13%
- Cash & Cash Equivalents2%
- Other1%
Owners & executives
2 of 2
Thomas Hamilton
Chief Compliance OfficerCRD 5869225
Christopher Hobart
CEOCRD 4469608
Contacts
3 of 11
Corey Sunstrom
Director of Financial PlanningCRD 5091590
Nicholas Adkins
Wealth AdvisorCRD 6253022
Jacob Woodrum
Investment StrategistCRD 6813065
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 135Active vs passive
$849M in ETFs
87%
$739M
11%
$110M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $57.3M | 75,076 | 6.74% |
Location
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 7733 Ballantyne Commons Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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