HOBART WEALTH
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 168494
- Registered since
- February 29, 2016
- Website
- hobartwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals56.52%
- HNWI43.46%
- Charitable Organizations0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Hobart Wealth is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2016. The firm identifies as a capital allocator and serves both individual/family and institutional clients. Its fees include percentage-of-AUM billing as well as hourly and fixed-fee arrangements. Core advisory services reported on the ADV include financial planning, portfolio management for individuals and small businesses, selecting third‑party managers, publishing periodicals or newsletters, and running educational seminars or workshops. The firm does not position itself as an active ESG investor and is not registered as a multi‑state adviser. An industry affiliation with an insurance company is noted.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Exchange Traded Equities13%
- Cash & Cash Equivalents2%
- Other1%
Owners & executives
2 of 2CHRISTOPHER HOBART
CEOCRD 4469608
Thomas Hamilton
Chief Compliance OfficerCRD 5869225
Contacts
3 of 9Nicholas Adkins
Wealth AdvisorCRD 6253022
JOHN TONISSEN
Wealth AdvisorCRD 811126
COREY SUNSTROM
Director of Financial PlanningCRD 5091590
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 124Active vs passive
$775M in ETFs
88%
$685M
11%
$89.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIRST TRUST RISING DIVIDEND ACHIEVERS ETF (RDVY) | First Trust | Passive | Large Value | $35.3M | 516,607 | 4.55% |
Location
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 7733 Ballantyne Commons Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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