Auctus Advisors LLC

RIASEC RegisteredEst. 2017

Total AUM

$613M

Discretionary

$613M

100% of AUM

Avg account

$838K

Accounts

731

Employees

Advisory reps

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 289489
Registered since: October 25, 2017
Website: auctusadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: HNWI94.66%
Individuals5.34%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Auctus Advisors LLC is an independent RIA organized as an LLC and registered with the SEC in 2017. The firm acts as a capital allocator and serves both individual/family clients and institutional mandates. Its stated advisory services include financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, selection of other advisers, and pension consulting services. Fee arrangements are a mix of AUM-based fees, fixed fees, and other fee structures. The firm does not identify as an active ESG investor. Auctus positions itself to combine discretionary portfolio management with access to external managers and alternative vehicles; the “capital allocator” designation and the ADV disclosures indicate an emphasis on sourcing third-party funds alongside managed public holdings.