AUCTUS ADVISORS LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 289489
- Registered since
- October 25, 2017
- Website
- auctusadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI94.66%
- Individuals5.34%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Auctus Advisors LLC is an independent registered investment adviser that has been SEC-registered since 2017. The firm acts as a capital allocator for individual, family and institutional clients, offering financial planning, portfolio management for individuals and businesses, pension consulting support and selection of other advisers. Its fee arrangements include percentage-of-AUM billing, fixed fees and other fee structures. Auctus allocates to external managers for alternative strategies and is not positioned as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds93%
- Exchange Traded Equities4%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Contacts
2 of 2DAVID MILLER
Managing PartnerCRD 4819204
MALLEN BRUGGEMAN
DirectorCRD 6456640
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 13Active vs passive
$87.6M in ETFs
3%
$2.7M
97%
$84.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PUTNAM FOCUSED LARGE CAP VALUE ETF (PVAL) | Active | Large Value | $44.1M | 949,617 | 50.28% |
Location
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 325 Arlington Ave
- Time zone
- ET (UTC-5)
- Office locations
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