Auctus Advisors LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 289489
- Registered since
- October 25, 2017
- Website
- auctusadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI94.66%
- Individuals5.34%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Auctus Advisors LLC is an independent, SEC‑registered registered investment adviser organized as an LLC and operating since 2017. The firm serves both individual and family clients as well as institutional investors and describes itself as a capital allocator that uses third‑party managers. Advisory services listed include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of other advisers. Its fee arrangements include percentage‑of‑AUM fees, fixed fees, and other fee types. The firm does not identify itself as an ESG‑focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds93%
- Exchange Traded Equities4%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Contacts
2 of 2
David Miller
Managing PartnerCRD 4819204
Mallen Bruggeman
DirectorCRD 6456640
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 18Active vs passive
$102M in ETFs
2%
$2.2M
97%
$99.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PUTNAM FOCUSED LARGE CAP VALUE ETF (PVAL) | Active | Large Value | $48.1M | 944,825 | 47.12% |
Location
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 325 Arlington Ave
- Time zone
- ET (UTC-5)
- Office locations
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