HIGHLAND FINANCIAL ADVISORS, LLC
Firm details
- Headquarters
- WAYNE, New Jersey
- CRD number
- 125838
- Registered since
- June 23, 2005
- Website
- www.highlandplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI79.71%
- Individuals11.05%
- Pension & Profit Sharing Plans8.75%
- Charitable Organizations0.5%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Highland Financial Advisors, LLC is an independent, individually owned registered investment adviser that has been operating since 2005. The firm serves both individual and family clients as well as institutional and business accounts, offering financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and educational workshops. Its fee arrangements include both percentage-of-assets and fixed-fee engagements. The firm reports no active ESG investing focus and is not registered as a multi-state adviser. Highland lists an industry affiliation with an accountant, suggesting access to tax or accounting expertise alongside its advisory services.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds75%
- Private Funds10%
- Exchange Traded Equities9%
- Cash & Cash Equivalents6%
Contacts
3 of 8REED FRAASA
Founder & Wealth AdvisorCRD 2063878
AnnaMarie Mock
Partner, Wealth AdvisorCRD 7053621
Sean Gallagher
Associate Wealth AdvisorCRD 6890312
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 52Active vs passive
$411M in ETFs
38%
$155M
42%
$255M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $42M | 548,404 | 10.22% |
Location
WAYNE, NJ
PASSAIC
Location
WAYNE, NJ
Headquartered in WAYNE, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- PASSAIC
- Address
- 1680 Route 23
- Time zone
- ET (UTC-5)
- Office locations
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