Highland Financial Advisors, LLC

RIASEC Registered
Total AUM
$640M
Discretionary
$640M
100% of AUM
Avg account
$556K
Accounts
1,151
Employees
12
Advisory reps
8

Firm details

Headquarters
Wayne, New Jersey
CRD number
125838
Registered since
June 23, 2005
Website
www.highlandplanning.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI79.71%
  • Individuals11.05%
  • Pension & Profit Sharing Plans8.75%
  • Charitable Organizations0.5%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Highland Financial Advisors, LLC is an independent registered investment adviser formed in 2005 and organized as an LLC under individual ownership. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and educational seminars. Its fee model combines asset-based fees with fixed-fee arrangements. Highland does not self-identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Private Funds 10%, Exchange Traded Equities 9%, Cash & Cash Equivalents 6%75%
  • Public Funds/Mutual Funds75%
  • Private Funds10%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents6%

Contacts

3 of 8
  • Edward Leach

    Edward Leach

    Partner, Wealth AdvisorCRD 5276748

  • AnnaMarie Mock

    AnnaMarie Mock

    Partner, Wealth AdvisorCRD 7053621

  • Joseph Goldy

    Joseph Goldy

    Wealth AdvisorCRD 4936121

Unlock 5 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 57

Active vs passive

$490M in ETFs

Passive

35%

$172M

Active

46%

$318M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$46.4M528,5129.49%
Unlock additional holdings →

Location

Primary office

Wayne, NJ

Passaic

Location

Wayne, NJ

Headquartered in Wayne, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Passaic
Address
1680 Route 23
Time zone
ET (UTC-5)
Office locations

Similar firms

Lumida Wealth Management LLC

RIA

Wayne, NJ

AUM $133MTEAM 10REPS 4

Kabr Management, LLC

RIA

Englewood, NJ

AUM $642MTEAM 11REPS 9

Regency Wealth Management

RIA

Ramsey, NJ

AUM $643MTEAM 8REPS 7

Chatham Wealth Management

RIA

Chatham, NJ

AUM $643MTEAM 6REPS 4

Venture Investment Associates

RIA

Peapack, NJ

AUM $637MTEAM 8REPS 4

Curasset Capital Management, LLC

RIA

Newark, NJ

AUM $643MTEAM 6REPS 4
More RIAs in Wayne →All New Jersey RIAs →