HICKOK ADVISORY, LLC

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
1
Advisory reps
1

Firm details

Headquarters
CAMPBELL, California
CRD number
333663
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Hickok Advisory, LLC is a small, owner-operated registered investment adviser organized as a limited liability company that focuses on financial planning and portfolio management for individuals and small businesses. The firm offers fee flexibility—charging a percentage of assets under management, hourly fees, and fixed fees—so it can deliver both ongoing investment management and discrete planning engagements. Hickok Advisory is not positioned as a capital allocator running proprietary funds; instead it works with third-party managers and traditional packaged investments to implement client strategies. Investment preferences appear conservative and pragmatic: the firm relies on mutual funds for core equity and fixed-income exposure and allocates to real estate through external managers to add income and diversification. Hickok Advisory is not an active ESG investor and does not advertise pension consulting or multi-state advisory operations. The firm lists professional connections with accounting and law-firm resources, suggesting an emphasis on coordinated tax and legal planning alongside investment advice.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • ERIC HICKOK

    Chief Compliance OfficerCRD 5249393

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CAMPBELL, CA

SANTA CLARA

Location

CAMPBELL, CA

Headquartered in CAMPBELL, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
2110 S Bascom Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth