Mine & Arao Wealth Creation And Management, LLC

RIASEC RegisteredEst. 2018
Total AUM
$338M
Discretionary
$338M
100% of AUM
Avg account
$1.5M
Accounts
222
Employees
4
Advisory reps
2

Firm details

Headquarters
Campbell, California
CRD number
118319
Registered since
August 24, 2018
Website
minearao.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI85.61%
  • Individuals13.28%
  • Corporations / Businesses1.11%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Mine & Arao Wealth Creation And Management, LLC is an independent registered investment advisor formed as an LLC and operating since 2018. The firm serves both individual/family and institutional clients, with primary advisory services centered on financial planning and portfolio management for individuals and small businesses. Fee arrangements include both a percentage-of-AUM model and hourly billing. The firm is not positioned as an active ESG investor, does not operate as a multi-state adviser, and does not identify as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 27%, US Government Bonds 15%, Cash & Cash Equivalents 7%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities27%
  • US Government Bonds15%
  • Cash & Cash Equivalents7%

Contacts

2 of 2
  • Bud Mine

    Bud Mine

    OwnerCRD 4485331

  • John Arao

    John Arao

    PartnerCRD 4485330

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 35

Active vs passive

$170M in ETFs

Passive

100%

$170M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$51.2M69,51930.10%
Unlock additional holdings →

Location

Primary office

Campbell, CA

Santa Clara

Location

Campbell, CA

Headquartered in Campbell, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
901 Campisi Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth