Hennessy Advisors, Inc.

RIASEC RegisteredEst. 1990

Total AUM

$4.3B

Discretionary

$4.3B

100% of AUM

Avg account

$250M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Novato, California
CRD number: 110770
Registered since: April 2, 1990
Website: www.hennessyfunds.com
Fee structure: Percentage of AUM
Client types: Investment Companies100%
Services: Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Hennessy Advisors, Inc. is a corporation operating as an institutional registered investment adviser and has been SEC-registered since 1990. The firm’s advisory activity centers on portfolio management for investment companies, with a client base described as institutional. Hennessy charges fees based on a percentage of assets under management. It is not positioned as a capital allocator, is not an active ESG investor, and does not report multi-state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3

Neil Hennessy
Chief Executive OfficerCRD 702687
Teresa Nilsen
President, Chief Operating OfficerCRD 1998357
Jennifer Cheskiewicz
Senior Vice President and Chief Compliance OfficerCRD 6271848