HELM CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2015
Total AUM
$401M
Discretionary
$401M
100% of AUM
Avg account
$2.6M
Accounts
154
Employees
1
Advisory reps
1

Firm details

Headquarters
SEATTLE, Washington
CRD number
123174
Registered since
March 9, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI99.22%
  • Individuals0.78%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Helm Capital Management is a privately owned LLC that has been SEC-registered since 2015. The firm serves individual and family clients (and small-business portfolios) with a fee model that includes percentage-of-AUM billing and fixed fees. Its advisory work centers on discretionary portfolio management and the selection or oversight of third‑party managers, and it describes itself as a capital allocator. Helm does not identify as an active ESG investor and does not appear to operate as a multi‑state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 45%, Exchange Traded Equities 27%, Public Funds/Mutual Funds 21%, State & Local Bonds 6%, Cash & Cash Equivalents 1%45%
  • US Government Bonds45%
  • Exchange Traded Equities27%
  • Public Funds/Mutual Funds21%
  • State & Local Bonds6%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • EDWARD MALAKOFF

    Principal And Chief Compliance OfficerCRD 4598312

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SEATTLE, WA

KING

Location

SEATTLE, WA

Headquartered in SEATTLE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
1904 3rd Ave
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth