HELIANTH INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 2022

Total AUM

$58.4M

Discretionary

$58.4M

100% of AUM

Avg account

$2.5M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Port Chester, New York
CRD number: 317326
Registered since: January 21, 2022
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI53.05%
Corporations / Businesses45.5%
Other1.45%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Helianth Investment Management LLC is a small, equity-focused SEC-registered advisory firm that manages portfolios for individuals and families as well as for small businesses and institutions. The firm operates as a capital allocator, blending direct equity exposure with manager selections—Helianth provides portfolio management and also sources third‑party advisers when a client’s needs require specialist capabilities. Fee arrangements include a percentage of assets under management and fixed-fee engagements. Investment activity centers on liquid, publicly traded equities and exchange‑traded products, with a clear tilt toward implementing equity exposure through ETFs and individual stocks. The firm is not positioned as an ESG‑focused investor and limits its footprint to a single state of operation. Helianth became SEC-registered in 2022 and is owned by an individual principal.