AXS INVESTMENTS LLC

RIASEC RegisteredEst. 2019

Total AUM

$3B

Discretionary

$3B

100% of AUM

Avg account

$42.5M

Accounts

71

Employees

8

Advisory reps

3

Firm details

Headquarters: Port Chester, New York
CRD number: 305714
Registered since: October 4, 2019
Website: www.axsinvestments.com
Fee structure: Percentage of AUM
Client types: Investment Companies100%
Services: Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

AXS Investments LLC is an SEC-registered investment adviser organized as an LLC that lists institutional clients as its primary client base. The firm is structured to charge fees as a percentage of assets under management and identifies its business activities as those of a CPO or CTA while providing portfolio management services for investment companies. AXS is not positioned as an ESG investor, does not operate as a multi-state adviser, and is not characterized as a capital allocator; ownership is reported as a mix of domestic entities and individuals. The firm has been registered with the SEC since 2019.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

PARKER BINION
Chief Compliance OfficerCRD 6105735
GREGORY BASSUK
Chief Executive OfficerCRD 5391689

Contacts

1 of 1

RUSSELL TENCER
PresidentCRD 2680487

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 23

Active vs passive

$132M in ETFs

Passive

92%

$122M

Active

8%

$10.7M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)	Invesco	Passive	Large Growth	$71.7M	124,179	54.12%

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Primary office

Port Chester, NY

WESTCHESTER

Location

Port Chester, NY

Headquartered in Port Chester, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: WESTCHESTER
Address: 181 Westchester Ave
Time zone: ET (UTC-5)
Office locations

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