HEG Securities, LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
330096
Registered since
September 23, 2024

Firm profile

FINTRX

Overview

HEG Securities, LLC is organized as a limited liability company and appears in regulatory records with an SEC registration date of 2024. The firm is classified as unclassified in the available dataset and is identified as a domestic entity/individual owner type. The profile provides very limited public detail about the firm’s advisory services, fee schedule, client mix, or specific business activities. Regulatory attributes in the record indicate HEG Securities, LLC does not present itself as a capital allocator, is not flagged as an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser. The combination of a recent SEC registration year and sparse disclosure suggests a small or early-stage operation, but the firm has not provided substantive public information about its investment approach, product lineup, or target client segments.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Christopher Cercy

    Chief Executive OfficerCRD 4459339

Contacts

3 of 3
  • Heather Fitzgerald

    Heather Fitzgerald

    FinOpCRD 4427665

  • James Bond

    James Bond

    Co-Founder & CCOCRD 4714631

  • Daniel Perpalaj

    Vice PresidentCRD 6636137

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
660 Steamboat Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth