HEG Securities, LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Greenwich, Connecticut
CRD number
330096
Registered since
September 23, 2024

Firm profile

FINTRX

Overview

HEG Securities, LLC is organized as a limited liability company and is shown as having SEC registration in 2024. Ownership is recorded as a mix of a domestic entity and an individual. The firm’s regulatory classification is listed as unclassified. Public records supplied to FINTRX include limited operational detail: fields for business activities, advisory activities, fee structure and client base are blank. The firm is not flagged as a capital allocator, is not an active ESG investor, and is not identified as a multi-state adviser, newly formed adviser, pension consultant, or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Christopher Cercy

    Chief Executive OfficerCRD 4459339

Contacts

3 of 3
  • Heather Fitzgerald

    Heather Fitzgerald

    FinOpCRD 4427665

  • James Bond

    James Bond

    Co-Founder & CCOCRD 4714631

  • Daniel Perpalaj

    Vice PresidentCRD 6636137

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
660 Steamboat Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth