HEG Securities, LLC
Firm details
- Headquarters
- Greenwich, Connecticut
- CRD number
- 330096
- Registered since
- September 23, 2024
Firm profile
FINTRXOverview
HEG Securities, LLC is organized as a limited liability company and appears in regulatory records with an SEC registration date of 2024. The firm is classified as unclassified in the available dataset and is identified as a domestic entity/individual owner type. The profile provides very limited public detail about the firm’s advisory services, fee schedule, client mix, or specific business activities. Regulatory attributes in the record indicate HEG Securities, LLC does not present itself as a capital allocator, is not flagged as an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser. The combination of a recent SEC registration year and sparse disclosure suggests a small or early-stage operation, but the firm has not provided substantive public information about its investment approach, product lineup, or target client segments.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Christopher Cercy
Chief Executive OfficerCRD 4459339
Contacts
3 of 3
Heather Fitzgerald
FinOpCRD 4427665

James Bond
Co-Founder & CCOCRD 4714631
Daniel Perpalaj
Vice PresidentCRD 6636137
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Greenwich, CT
Fairfield
Location
Greenwich, CT
Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 660 Steamboat Rd
- Time zone
- ET (UTC-5)
- Office locations
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