Heartland Northeast LLC
Firm details
- Headquarters
- ,
- CRD number
- 334646
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Individuals100%
- Services
- Financial Planning
Firm profile
FINTRXOverview
Heartland Northeast LLC operates as an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on individual and family clients and delivers financial planning alongside insurance brokerage services. Compensation is a mix of percentage-of-AUM fees, fixed fees and other arrangements. Regulatory and structural details in filings show the adviser is not positioned as a capital allocator, is not an active ESG investor, and is not listed as a multi-state or pension consulting adviser; the firm does not report relationships with a related adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Contacts
1 of 1
Phillip Defranco
Registered RepresentativeCRD 2496940
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations