Hawkins Investment Counsel, LLC

RIASEC RegisteredEst. 2024
Total AUM
$168M
Discretionary
$0
0% of AUM
Avg account
$1.7M
Accounts
98
Employees
3
Advisory reps
4

Firm details

Headquarters
,
CRD number
134857
Registered since
April 11, 2024
Custodians
CHARLES SCHWAB & CO., INC., THE VANGUARD GROUP, INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI89.33%
  • Individuals10.67%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Hawkins Investment Counsel, LLC is an independent RIA formed as a limited liability company that focuses on advisory relationships with individuals and families. The firm provides financial planning and portfolio management services for individuals, small businesses, and institutional/business clients. Fee arrangements include a percentage of assets under management and hourly charges. Hawkins is registered with the SEC (2024) and is owned by an individual; it does not list itself as a capital allocator and is not identified as an active ESG investor. Investment activity centers on managed portfolios that lean toward pooled public funds and mutual funds as the primary vehicle. The firm reports managing client relationships on a non-discretionary basis, which indicates clients retain final trading authority while Hawkins provides advice and model construction. Advisory services are delivered across multiple office locations, supporting a relatively concentrated client base.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 41%, Cash & Cash Equivalents 4%, US Government Bonds 3%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities41%
  • Cash & Cash Equivalents4%
  • US Government Bonds3%

Contacts

3 of 4
  • Peter Morton

    Peter Morton

    Investment Advisor RepresentativeCRD 6998741

  • Thomas Ryan

    Thomas Ryan

    Portfolio ManagerCRD 3268892

  • Thomas Morton

    OwnerCRD 1738219

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth