HAUSSMANN 1864 CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2024
Total AUM
$4.6B
Discretionary
$845M
18% of AUM
Avg account
$384M
Accounts
12
Employees
5
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
332278
Registered since
September 17, 2024
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Banking / Thrift Institutions62.7%
  • Pooled Investment Vehicles18.34%
  • Insurance Companies10.91%
  • Corporations / Businesses8.06%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Haussmann 1864 Capital Management LLC is an SEC-registered investment adviser organized as an LLC and classified in filings as a manager of securitized asset funds. The firm targets institutional clients and provides portfolio management for pooled investment vehicles as well as for businesses or other institutions. Fee arrangements combine percentage-of-assets under management and fixed-fee structures. Haussmann 1864 identifies itself as an active ESG investor. Regulatory and business affiliations listed in filings are broader than a typical single-adviser shop: the firm reports connections or activities across broker‑dealer, other investment adviser, registered municipal advisor, security‑based swap dealer, futures commission merchant and banking or thrift institution categories. The firm is not positioned as a capital allocator in the sense of deploying third‑party capital on others’ behalf, and it is not a multi‑state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 84%, Non-Exchange Traded Equities 16%84%
  • Other84%
  • Non-Exchange Traded Equities16%

Owners & executives

3 of 4
  • GREGORY MACCORDY

    Chief Compliance OfficerCRD 1865982

  • JEAN-YVES FILLION

    Chief Executive OfficerCRD 4829646

  • Joseph Falcone

    Chief Executive Officer & Chief Investment OfficerCRD 7294862

Unlock 1 more executives

Contacts

2 of 2
  • GEORGE TALARICO

    ComplianceCRD 7670046

  • CHRISTOPHER RUFFINO

    Managing DirectorCRD 7514157

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
245 Park Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth