HAUSSMANN 1864 CAPITAL MANAGEMENT LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 332278
- Registered since
- September 17, 2024
- Custodians
- J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Banking / Thrift Institutions62.7%
- Pooled Investment Vehicles18.34%
- Insurance Companies10.91%
- Corporations / Businesses8.06%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Haussmann 1864 Capital Management LLC is an SEC-registered investment adviser organized as an LLC and classified in filings as a manager of securitized asset funds. The firm targets institutional clients and provides portfolio management for pooled investment vehicles as well as for businesses or other institutions. Fee arrangements combine percentage-of-assets under management and fixed-fee structures. Haussmann 1864 identifies itself as an active ESG investor. Regulatory and business affiliations listed in filings are broader than a typical single-adviser shop: the firm reports connections or activities across broker‑dealer, other investment adviser, registered municipal advisor, security‑based swap dealer, futures commission merchant and banking or thrift institution categories. The firm is not positioned as a capital allocator in the sense of deploying third‑party capital on others’ behalf, and it is not a multi‑state adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other84%
- Non-Exchange Traded Equities16%
Owners & executives
3 of 4GREGORY MACCORDY
Chief Compliance OfficerCRD 1865982
JEAN-YVES FILLION
Chief Executive OfficerCRD 4829646
Joseph Falcone
Chief Executive Officer & Chief Investment OfficerCRD 7294862
Contacts
2 of 2GEORGE TALARICO
ComplianceCRD 7670046
CHRISTOPHER RUFFINO
Managing DirectorCRD 7514157
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 245 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
FUNDSTRAT CAPITAL
RIANew York, NY
STABLE ASSET MANAGEMENT LP
RIANew York, NY
SEVEN BRIDGES ADVISORS LLC
RIANew York, NY
DEEPCURRENTS INVESTMENT GROUP LLC
RIANew York, NY
CAXTON ASSOCIATES (USA) LLC
RIANew York, NY
C-BRIDGE CAPITAL LLC
RIANew York, NY