Caxton Associates (USA) LLC

RIASEC RegisteredEst. 2005
Total AUM
$4.6B
Discretionary
$4.6B
100% of AUM
Avg account
$514M
Accounts
9
Employees
25
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
132823
Registered since
January 3, 2005
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Caxton Associates (USA) LLC is the U.S. operating arm of a hedge fund organization that serves institutional clients and manages pooled investment vehicles. The firm is registered as an LLC and has been an SEC-registered adviser since 2005. Its stated activities include commodity pool operator/commodity trading adviser (CPO/CTA) functions and portfolio management for pooled vehicles. Fee structures combine a percentage-of-assets component with performance-based fees and other arrangements. The firm is not positioned as an ESG-focused investor and reports ownership that includes foreign and individual stakeholders.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Benjamin Ohly

    Benjamin Ohly

    Chief Compliance OfficerCRD 6421218

  • Matthew Wade

    Chief Operating OfficerCRD 6468257

  • Chanelle Nicholls

    CFOCRD 7353703

Contacts

3 of 3
  • Efstathios Metsovitis

    ManagerCRD 5356173

  • Felix Turton

    Portfolio ManagerCRD 6710941

  • Alex Underwood

    General CounselCRD 7518658

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 18

Active vs passive

$713M in ETFs

Passive

100%

$713M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) ENERGY SELECT SECTOR SPDR(R) ETF (XLE)State StreetPassiveEquity Energy$235M4,432,76333.04%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth