Caxton Associates (USA) LLC

RIASEC Registered
Total AUM
$4.6B
Discretionary
$4.6B
100% of AUM
Avg account
$514M
Accounts
9
Employees
25
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
132823
Registered since
January 3, 2005
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Caxton Associates (USA) LLC is the U.S. arm of a hedge fund organization that primarily serves institutional clients. The firm is structured as an LLC, registered with the SEC in 2005, and operates with business lines that include commodity pool operator/commodity trading adviser activity and portfolio management for pooled investment vehicles. Ownership is reported as a mix of foreign-entity and individual ownership. Fee arrangements include asset-based management fees and performance-based fees, and the firm does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Matthew Wade

    Chief Operating OfficerCRD 6468257

  • Benjamin Ohly

    Benjamin Ohly

    Chief Compliance OfficerCRD 6421218

  • Chanelle Nicholls

    CFOCRD 7353703

Contacts

3 of 3
  • Alex Underwood

    General CounselCRD 7518658

  • Felix Turton

    Portfolio ManagerCRD 6710941

  • Efstathios Metsovitis

    ManagerCRD 5356173

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 18

Active vs passive

$713M in ETFs

Passive

100%

$713M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) ENERGY SELECT SECTOR SPDR(R) ETF (XLE)State StreetPassiveEquity Energy$235M4,432,76333.04%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth