HARMONY ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2020
Total AUM
$463M
Discretionary
$417M
90% of AUM
Avg account
$768K
Accounts
602
Employees
10
Advisory reps
8

Firm details

Headquarters
Scottsdale, Arizona
CRD number
116069
Registered since
May 15, 2020
Website
www.harmonyam.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI68.08%
  • Charitable Organizations16.77%
  • Individuals11.65%
  • Corporations / Businesses3.5%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Harmony Asset Management LLC is an independent registered investment adviser that began SEC registration in 2020 and is organized as a limited liability company under individual ownership. The firm acts as a capital allocator for both individual and family clients as well as institutional accounts. It charges fees based on a percentage of assets under management and also offers hourly and fixed-fee arrangements. Advisory capabilities listed by the firm include financial planning, portfolio management for individuals/small businesses and for business or institutional clients, manager selection, and educational seminars. Harmony identifies as an active ESG investor, which appears to inform its manager and security selection.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Public Funds/Mutual Funds 19%, Cash & Cash Equivalents 10%, State & Local Bonds 5%, Investment Grade Corp Bonds 5%, US Government Bonds 2%59%
  • Exchange Traded Equities59%
  • Public Funds/Mutual Funds19%
  • Cash & Cash Equivalents10%
  • State & Local Bonds5%
  • Investment Grade Corp Bonds5%

Contacts

3 of 8

  • DALE BOETTCHER

    Investment AdvisorCRD 1228871

  • MARK EISENHUT

    Executive DirectorCRD 4331702

  • ALAN ROSENFIELD

    Managing DirectorCRD 1129174

Unlock 5 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 102

Active vs passive

$97.2M in ETFs

Passive

72%

$69.7M

Active

22%

$27.5M

ETFProviderStyleCategoryValueShares% of portfolio
FIDELITY LOW DURATION BOND ETF (FLDB)FidelityActiveUltrashort Bond$7M138,7237.18%
Unlock additional holdings →

Location

Primary office

Scottsdale, AZ

MARICOPA

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
16220 N Scottsdale Rd
Time zone
MT (UTC-7)
Office locations

Similar firms

DEW WEALTH MANAGEMENT

RIA

Scottsdale, AZ

AUM $465MTEAM 40REPS 28

JUNCTURE WEALTH STRATEGIES, LLC

RIA

Scottsdale, AZ

AUM $474MTEAM 11REPS 10

PINNACLE PEAK PRIVATE CLIENT GROUP, LLC

RIA

Scottsdale, AZ

AUM $481MTEAM 6REPS 3

SOCIAL LEVERAGE ADVISORS, LLC

RIA

Scottsdale, AZ

AUM $444MTEAM 7REPS 4

HERITAGE FAMILY OFFICES, LLP

RIA

Scottsdale, AZ

AUM $423MTEAM 13REPS 6

EXETER FINANCIAL, LLC

RIA

Scottsdale, AZ

AUM $420MTEAM 6REPS 5
More RIAs in Scottsdale →All Arizona RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth