EXETER FINANCIAL, LLC
Firm details
- Headquarters
- Scottsdale, Arizona
- CRD number
- 143420
- Registered since
- April 5, 2007
- Website
- exeterfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI78.88%
- Individuals19.86%
- Charitable Organizations0.91%
- Pension & Profit Sharing Plans0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Exeter Financial, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2007. The firm serves individual and family clients and combines portfolio management and financial planning with insurance brokerage services. Its advisory activities include discretionary portfolio management for individuals and small businesses, financial planning, and the selection of third‑party advisers. Exeter charges clients by percentage of assets under management, hourly fees, and fixed fees, and the firm acts as a capital allocator — placing client capital with external managers when appropriate. Exeter is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds35%
- State & Local Bonds6%
- Cash & Cash Equivalents2%
- Non-Exchange Traded Equities1%
Contacts
3 of 5STEPHEN HARRISON
Managing PartnerCRD 2236475
GARY BEVERIDGE
PresidentCRD 1165486
PETER HELMS
OwnerCRD 3048228
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 22Active vs passive
$61.4M in ETFs
35%
$21.3M
65%
$40.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES ULTRA SHORT DURATION BOND ACTIVE ETF (ICSH) | BlackRock | Active | Ultrashort Bond | $12.8M | 253,316 | 20.90% |
Location
Scottsdale, AZ
MARICOPA
Location
Scottsdale, AZ
Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- MARICOPA
- Address
- 7001 N Scottsdale Rd
- Time zone
- MT (UTC-7)
- Office locations
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