Harbor Funds Distributors, Inc.

Broker-DealerFINRA MemberEst. 2001
Total AUM
—
Advisory reps
122
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
113506
Registered since
July 25, 2001

Firm profile

FINTRX

Overview

Harbor Funds Distributors, Inc. is organized as a corporation and is classified as a fund distributor. The firm is SEC-registered (initial registration reported in 2001) and its ownership is listed as a combination of a domestic entity and individual stakeholders. The firm does not act as a capital allocator and is not identified as an advisory firm; FINTRX marks it as neither a multi-state adviser nor a pension consultant. The profile also indicates Harbor Funds Distributors, Inc. is not flagged as an active ESG investor and is not listed as a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Charles Mccain

    Charles Mccain

    CEO And Chairman Of The BoardCRD 4865638

  • Pradeep Tekkey

    Pradeep Tekkey

    Chief Data OfficerCRD 2884170

  • Glenn Mc Bride

    Glenn Mc Bride

    Chief Operating OfficerCRD 4922037

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Contacts

3 of 117
  • Chase Bower

    Chase Bower

    Senior Vice PresidentCRD 5212447

  • Phillip Simcox

    Phillip Simcox

    AnalystCRD 7141063

  • Gavin Ernst

    Gavin Ernst

    Senior Business Development AnalystCRD 6204082

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
111 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth