Halo Securities, LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
—
Advisory reps
54
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
279029
Registered since
February 16, 2017

Firm profile

FINTRX

Overview

Halo Securities, LLC is organized as a limited liability company and is listed as having registered with the SEC in 2017. The firm's ownership is identified as a combination of a domestic entity and an individual. In the snapshot data the firm is classified as "unclassified." The available profile contains a number of negative flags: Halo Securities reports that it is not a capital allocator, not an active ESG investor, not a multi-state adviser (per the snapshot), not a pension consultant, and not a related adviser. The firm did not supply details on its client segments, fee schedules, business activities, or the specific advisory services it offers in the material provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Edward Samson

    Edward Samson

    Founder and CEOCRD 2041321

  • Dana Goldstein

    Dana Goldstein

    Chief Compliance OfficerCRD 1993607

  • Matthew Radgowski

    Matthew Radgowski

    Chief Executive OfficerCRD 2510172

Contacts

3 of 51
  • Dennis Monohan

    Head of Investment SolutionsCRD 4308558

  • Colleen Stockenberg

    Relationship Management DirectorCRD 6031025

  • Frank Madalone

    Frank Madalone

    Registered RepresentativeCRD 4933293

Unlock 48 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
200 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth