Halbert Hargrove

RIASEC Registered

Total AUM

$4.2B

Discretionary

$4.2B

99% of AUM

Avg account

$852K

Accounts

4,932

Employees

Advisory reps

Firm details

Headquarters: Long Beach, California
CRD number: 105515
Registered since: October 13, 1988
Website: www.halberthargrove.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI81.1%
Pension & Profit Sharing Plans7.67%
Individuals5.82%
Charitable Organizations3.28%
Corporations / Businesses2.13%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Halbert Hargrove is an independent registered investment adviser organized as an LLC that has been SEC registered since 1988. The firm serves both individual and family clients as well as institutional accounts and positions itself as a capital allocator. Its fee arrangements include AUM-based fees and fixed-fee engagements. Core advisory services listed by the firm include financial planning, discretionary portfolio management for individuals, small businesses and institutions, selection of third‑party advisers, and investor education through periodicals and seminars. The firm identifies itself as an active ESG investor. Halbert Hargrove has been recognized on multiple industry lists, including CNBC’s Top 100 Financial Advisory Firms (2019, 2020, 2021, 2022, 2025) and FA Magazine’s Top RIA Firms (2020).