CLG LLC

RIASEC RegisteredEst. 2016
Total AUM
$1.1B
Discretionary
$1.1B
98% of AUM
Avg account
$406K
Accounts
2,771
Employees
35
Advisory reps
22

Firm details

Headquarters
LONG BEACH, California
CRD number
282605
Registered since
September 29, 2016
Website
clgwm.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI74.79%
  • Individuals23.21%
  • Corporations / Businesses1.58%
  • Pension & Profit Sharing Plans0.21%
  • Charitable Organizations0.2%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

CLG LLC is an SEC-registered limited liability company that began reporting in 2016 and operates as a capital allocator to both individual/family and institutional clients. Its advisory services range from financial planning and portfolio management for individuals, small businesses and institutions to pension consulting and the selection of other advisers. The firm charges clients via a mix of percentage-of-AUM, hourly and fixed-fee arrangements, and retains affiliations with both a broker‑dealer and an insurance company. CLG is not identified on its filing as an active ESG investor or as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 78%, Exchange Traded Equities 12%, Cash & Cash Equivalents 8%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%, Other 1%78%
  • Public Funds/Mutual Funds78%
  • Exchange Traded Equities12%
  • Cash & Cash Equivalents8%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

1 of 1

  • ELIZABETH CARR

    Partner & Chief Compliance OfficerCRD 1830205

Contacts

3 of 21

  • PAMELA ECKENRODE

    Partner, Financial AdvisorCRD 2669423

  • ROBERT KOERNER

    Financial ConsultantCRD 1715113

  • GERALD MITCHELL

    Head of OperationsCRD 6220214

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 98

Active vs passive

$340M in ETFs

Passive

47%

$159M

Active

48%

$180M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$67.1M102,67619.74%
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Location

Primary office

LONG BEACH, CA

LOS ANGELES

Location

LONG BEACH, CA

Headquartered in LONG BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
4821 E 2nd St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth