Guggenheim Investment Advisors, LLC

Overview

Guggenheim Investment Advisors, LLC is an institutional registered investment adviser organized as an LLC and operating since 2000. The firm serves primarily institutional clients and provides portfolio management services for both individuals/small businesses and for businesses or institutions. Its stated business activities include acting as a commodity pool operator or commodity trading advisor (CPO/CTA), and it charges fees based on a percentage of assets under management. Guggenheim is not identified as an active ESG investor and is not listed as a capital allocator or related adviser in the provided snapshot. The firm maintains a broad set of industry roles and affiliations that extend beyond traditional advisory services: filings identify relationships as a broker-dealer, other investment adviser, registered municipal advisor, registered security-based swap dealer, insurance company affiliate, pension consultant, real estate broker, and sponsor or general partner/manager of pooled investment vehicles. That constellation suggests the firm can both advise external clients and originate or sponsor pooled investment products.

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Location & Offices