Strategic Wealth Management Group
Firm details
- Headquarters
- New York, New York
- CRD number
- 125882
- Registered since
- May 16, 2005
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI90.64%
- Individuals5.25%
- Pension & Profit Sharing Plans3.65%
- Charitable Organizations0.46%
- Services
- Portfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Strategic Wealth Management Group is an independent, owner-operated LLC that registered with the SEC in 2005. It positions itself as a capital allocator for both high-net-worth individuals and families as well as institutional clients, offering fee arrangements that include a percentage of AUM, hourly billing, and fixed-fee engagements. Core advisory services listed for the firm include portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. The firm reports an industry affiliation with a broker-dealer and indicates it is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- Public Funds/Mutual Funds19%
- Cash & Cash Equivalents15%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
2 of 2
Melvin Rokeach
Chief Portfolio StrategistCRD 4124577
Lawrence May
Managing Member And Chief Compliance OfficerCRD 323812
Contacts
3 of 3
Robert Goodman
Sr. Portfolio ManagerCRD 1172590
Jill Ganey
Portfolio Manager AssistantCRD 2551405
John Levitt
CRD 858591
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 58Active vs passive
$171M in ETFs
83%
$143M
3%
$28.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US BROAD MARKET ETF (SCHB) | Schwab | Passive | Large Blend | $29.6M | 1,021,776 | 17.27% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1776 Broadway
- Time zone
- ET (UTC-5)
- Office locations
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