Guardsman Private Capital Management, Inc.

RIASEC Registered

Total AUM

$208M

Discretionary

$208M

100% of AUM

Avg account

$2.1M

Accounts

101

Employees

Advisory reps

Firm details

Headquarters: Sarasota, Florida
CRD number: 172205
Registered since: September 29, 2015
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI48.54%
Charitable Organizations37.11%
Corporations / Businesses14.35%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Guardsman Private Capital Management, Inc. is an independent RIA organized as a corporation and owned by an individual owner. The firm is registered with the SEC (initial registration in 2015) and serves both high-net-worth individuals and families as well as institutional clients. Its advisory platform combines financial planning with portfolio management for individuals, small businesses, and other institutions. Compensation is fee-based and flexible, including percentage-of-AUM fees as well as hourly and fixed-fee arrangements. Investment selection appears to favor public funds and mutual funds as the primary building blocks, while the firm also identifies itself as an active ESG investor. Guardsman does not function as a capital allocator; instead it directs client assets into third-party managers and pooled products across public and alternative markets.