GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.

RIASEC RegisteredEst. 2015
Total AUM
$208M
Discretionary
$208M
100% of AUM
Avg account
$2.1M
Accounts
101
Employees
3
Advisory reps
2

Firm details

Headquarters
SARASOTA, Florida
CRD number
172205
Registered since
September 29, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI48.54%
  • Charitable Organizations37.11%
  • Corporations / Businesses14.35%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Guardsman Private Capital Management, Inc. is an independent, SEC-registered registered investment adviser formed in 2015 and organized as a corporation with individual ownership. The firm serves both individual and family clients as well as institutional clients, offering financial planning and portfolio management for individuals, small businesses, and larger business or institutional accounts. Its fee arrangements include percentage-of-assets, hourly charges, and fixed fees. Guardsman identifies as an active ESG investor and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 63%, US Government Bonds 21%, Exchange Traded Equities 8%, Cash & Cash Equivalents 5%, Other 3%63%
  • Public Funds/Mutual Funds63%
  • US Government Bonds21%
  • Exchange Traded Equities8%
  • Cash & Cash Equivalents5%
  • Other3%

Owners & executives

1 of 1
  • JEFFREY MCCURDY

    Founder & Chief Investment OfficerCRD 5610559

Contacts

1 of 1
  • RANDALL ARNAUD

    Investment Adviser RepresentativeCRD 1133066

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$115M in ETFs

Passive

98%

$112M

Active

1%

$2.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$41.2M128,51535.79%

Location

Primary office

SARASOTA, FL

SARASOTA

Location

SARASOTA, FL

Headquartered in SARASOTA, FL, anchoring the North Port-Sarasota, FL metro in the South.

Metro area
North Port-Sarasota, FL
Region
South
County
SARASOTA
Address
1221 S Tamiami Trl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth