Guardian Investment Management, LLC

RIASEC Registered

Total AUM

$14.5M

Discretionary

$12.5M

86% of AUM

Avg account

$87.9K

Accounts

165

Employees

Advisory reps

Firm details

Headquarters: Saint Louis, Missouri
CRD number: 330612
Website: www.guardian-wm.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, LINCOLN FINANCIAL DISTRIBUTORS, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals62.07%
HNWI37.93%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Guardian Investment Management, LLC is an independent, individually owned RIA organized as an LLC that serves mainly individual and family clients. The firm blends advisory work—financial planning, portfolio management for individuals and small businesses, and selecting outside managers—with insurance brokerage activity and maintains an affiliation with an insurance company. It operates as a capital allocator and charges a mix of percentage-of-AUM, hourly, and fixed fees. Guardian does not identify as an ESG-focused manager and is not structured as a multi-state or newly formed adviser.