Guardian Financial Partners, LLC
Firm details
- Headquarters
- Orange, California
- CRD number
- 287652
- Registered since
- April 28, 2017
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Pension & Profit Sharing Plans51.89%
- HNWI35.91%
- Individuals9.19%
- Charitable Organizations1.8%
- Corporations / Businesses1.21%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Guardian Financial Partners, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and active since 2017. The firm acts as a capital allocator for both individual/family and institutional clients, offering financial planning and a range of portfolio management services (for individuals, small businesses, and institutions) alongside pension consulting and the selection of other advisers. Its fee schedules include assets-under-management fees and fixed-fee arrangements. The firm does not identify as an active ESG investor and reports an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities22%
- Investment Grade Corp Bonds4%
- Non-Exchange Traded Equities3%
- US Government Bonds3%
Contacts
3 of 8
Casey Bartels
Founding PartnerCRD 5312518
John Bodovitz
SolicitorCRD 1197656
Norris Perez
PrincipalCRD 7901678
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 46Active vs passive
$214M in ETFs
61%
$131M
32%
$83.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JANUS HENDERSON SECURITIZED INCOME ETF (JSI) | Janus Henderson | Active | Short Term Bond | $22.1M | 432,477 | 10.34% |
Location
Orange, CA
Orange
Location
Orange, CA
Headquartered in Orange, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 635 E Chapman Ave
- Time zone
- PT (UTC-8)
- Office locations
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