Grimaldi Investment Services, LLC
Firm details
- Headquarters
- ,
- CRD number
- 121646
- Fee structure
- Percentage of AUM
- Client types
- Individuals90.66%
- Corporations / Businesses9.34%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Grimaldi Investment Services, LLC operates as a small, equity-focused advisory shop that manages client portfolios on a discretionary basis. The firm serves individual and family clients as well as institutional accounts, delivering portfolio management for both private households and businesses. Its stated business model is fee-based, charging a percentage of assets under management. Investment activity centers on equities, with a clear preference for exchange-traded instruments. The firm does not identify itself as an active ESG investor and is not positioned as a multi-state adviser. Advisory services emphasize standard portfolio management rather than pension consulting or broader capital-allocation mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities57%
- Other25%
- Cash & Cash Equivalents15%
- US Government Bonds3%
Contacts
1 of 1John Grimaldi
PresidentCRD 1229025
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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