A5 Financial LLC
Firm details
- Headquarters
- Bothell, Washington
- CRD number
- 334313
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, JACKSON
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI82.66%
- Individuals17.34%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
A5 Financial LLC is an independent, individual-owned registered investment adviser that serves primarily individual and family clients. The firm acts as a capital allocator and provides a mix of financial planning and discretionary portfolio management alongside selection-of-other-adviser services and educational workshops. Its fee model is flexible: percentage-of-AUM billing is used alongside hourly and fixed-fee arrangements. The adviser does not position itself as an ESG-focused manager, is not multi-state registered, and does not advertise pension consulting or related-adviser services.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities32%
- Other13%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
John Carruthers
Chief Compliance Officer, Investment Advisor RepresentativeCRD 5889774
Contacts
1 of 1
Neil Fenning
Wealth AdvisorCRD 6627691
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Bothell, WA
Snohomish
Location
Bothell, WA
Headquartered in Bothell, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- Snohomish
- Address
- 22722 29th Dr Se
- Time zone
- PT (UTC-8)
- Office locations
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