A5 FINANCIAL LLC

Overview

A5 Financial LLC is an independent, individual-owned registered investment adviser operating as a limited liability company that serves a small base of individual and family clients. The firm positions itself as a capital allocator and combines financial planning with discretionary portfolio management for individuals and small businesses. Its advisory model includes direct portfolio management, selection and oversight of third‑party advisers, and educational seminars or workshops for clients. Fee arrangements are flexible and include asset-based fees, hourly billing, and fixed fees. Investment activity is weighted toward pooled public funds and mutual funds, with the firm relying on external managers when accessing less liquid strategies. A5 Financial is not flagged as an active ESG investor and does not describe a multi-state advisory footprint. The firm also integrates insurance-linked products into client solutions, consistent with custody relationships that include life insurance platforms.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices