Griffin Financial Services

Overview

Griffin Financial Services is a small, independent registered investment adviser operating as a sole proprietorship that focuses on individual and family clients. The firm combines advisory services—financial planning and portfolio management for individuals and small businesses—with broker-dealer representation and insurance brokerage. That structure lets the firm offer both fee-based portfolio management and commissionable products such as annuities and certain insurance solutions. Investment posture is equity‑oriented: filings show a clear preference for exchange‑traded equities as the primary allocation vehicle. The firm is not positioned as an ESG specialist and does not market multi‑state or pension consulting services. Griffin Financial Services also lists an industry affiliation with a trust company, which indicates the ability to coordinate with custody or trust services when clients need fiduciary or estate-related arrangements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices